Job Description:

Responsibilities

• Act as an SME for the team and conduct regular training session on the process related topics.
• Work as the backup for the team manager by handling allocation and process related queries.
• Conduct training session for the new joiners in the team and also act as a buddy to them till they get hands on with the models.
• Conduct trade surveillance to monitor market abuse and market manipulation across asset classes (equity, fixed income and derivatives trading)
• Perform trade surveillance for alerts for restricted and watch listed securities.
• Monitor trading activity using various exceptions based reports.
• Analyze T+1 trading data on trade surveillance platforms for potential compliance issues.
• Investigate potential compliance issues with management and document findings.
• Work with the global compliance teams to document findings and regulatory reports.
• Analyze and organize data, identifying any trends in a timely manner.
• Maintain accurate, organized and current compliance records and documentation in a manner consistent with the department’s needs.
• Work with global teams to reduce the ageing scenarios and maintain TAT.
• Constant interaction with Line of Business compliance teams on various projects and surveillance related initiatives.

Requirements

Education

• Post Graduate in any field

Certifications

• NCFM Certifications will be an added advantage

Experience Range

• 6-8 years of experience in Trade Surveillance, capital markets operations with a thorough understanding of trade life cycle

Mandatory Skills

• Strong product knowledge in capital markets, Understanding of Fixed income products/Derivatives and structured product
• Excellent English written and verbal communication skills
• Experience in Pre-trade / Post-trade / Real Time Surveillance
• Strong analytical, interpersonal, organizational, and time management skills
• Experience with SMARTS / Actimize
• Excel skills and attention to detail
• Strong Team Player

Shift Timings

• IST 12.30 PM to 09.30 PM

Location

• GIFT City